Brendan Joseph Carey
Investment Adviser Representative at Ameriprise Financial Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brendan Joseph Carey is an investment adviser representative with Ameriprise Financial Services, LLC in Huntington, NY, where they have been registered since 2023. They have worked in the securities industry since 2009 and were previously registered with Cetera Investment Advisers LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
7 states and territories
Florida, New Jersey, New York, North Carolina, Pennsylvania, Vermont, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Jpmorgan Chase BANKAug 2010 – Aug 2019Garden City, NY
- J.p. Morgan Securities LLCOct 2012 – Aug 2019Garden City, NY
- AXA Advisors LLCAug 2019 – Aug 2020Woodbury, NY
- MML Investors Services, LLCAug 2020 – Oct 2020New York, NY
- MassMutual Life InsuranceJul 2020 – Oct 2020New York, NY
- Cetera Investment Services LLCOct 2020 – Dec 2023St Cloud, MN
- Cetera Investment Advisers LLCOct 2020 – Dec 2023Melville, NY
- Ameriprise Financial ServicesDec 2023 – Dec 2023Huntington, NY
- Ameriprise Financial Services, LLCMar 2020 – Mar 2020Huntington, NY
- Ameriprise Financial Services, LLC.Dec 2023 – no end date reportedHuntington, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ameriprise Financial Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12,969
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-28543
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Ameriprise Financial Services, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brendan Joseph Carey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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