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Brendan Patrick Mallon

Investment Adviser Representative at ASSETMARK, INC.

Chicago, ILCRD #7855223Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
IllinoisPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/28/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/25/2026
SIE
Securities Industry Essentials Examination
Passed 8/17/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Assetmark, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSETMARK, INC.Current
2/18/2026Chicago, IL
SEI INVESTMENTS MANAGEMENT CORP
3/28/20242/10/2026Oaks, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brendan Patrick Mallon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Brendan Patrick Mallon - Financial Advisor in Chicago, IL | AdvisorFinder