Brendan Thomas Smith
Investment Adviser Representative at Savant Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brendan Thomas Smith is an investment adviser representative with Savant Wealth Management in Guilford, CT, where they have been registered since 2026. They have worked in the securities industry since 1999 and have been registered with 4 firms, including Exencial Wealth Advisors and Shoreline Financial Advisors, LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Shoreline Financial Advisors, LLCMay 2008 – Mar 2023Guilford, CT
- Shoreline Financial Advisors, LLCJul 1996 – Mar 2023Guilford, CT
- Purshe Kaplan SterlingJun 2008 – Sep 2019Albany, NY
- Exencial Wealth Advisors, LLCJan 2023 – Mar 2026Oklahoma City, OK
- Savant Wealth ManagementApr 2026 – no end date reportedRockford, IL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Savant Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $300,000
- First $3,000,0000.70%
- Next $2,000,0000.60%
- Next $5,000,0000.50%
- Next $10,000,0000.35%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 398
- Offices listed on AdvisorFinder:
- 43
- Main office:
- Rockford, IL
- SEC file number:
- 801-43144
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 30, 2026
View full firm profileOther advisors at Savant Wealth Management
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brendan Thomas Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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