Brennan Joseph Baize
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brennan Joseph Baize is an investment adviser representative with Osaic Wealth, Inc. in Yorktown, IN, where they have been registered since 2022. They have worked in the securities industry since 2022 and were previously registered with PARK Avenue Securities LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Indiana.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Indiana
- Broker:
5 states and territories
Florida, Georgia, Illinois, Indiana, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Yorktown Community SchoolsJan 2012 – Aug 2017Yorktown, IN
- Baize Financial ConceptsAug 2017 – May 2018Muncie, IN
- Florida Gulf Coast UniversityMay 2018 – May 2019Fort Myers, FL
- The Players Club at Woodland TrailsMay 2019 – Aug 2019Yorktown, IN
- Florida Gulf Coast UniversityAug 2019 – Mar 2020Fort Myers, FL
- ShiptMar 2020 – Mar 2021Fort Myers, FL
- Florida Gulf Coast UniversityMar 2021 – May 2021Fort Myers, FL
- Scotlynn USA DivisionMay 2021 – Aug 2021Fort Myers, FL
- Florida Gulf Coast UniversityAug 2021 – Jan 2022Fort Myers, FL
- Guardian LIFE Insurance Company OF AmericaJan 2022 – Dec 2022Fort Myers, FL
- PARK Avenue Securities LLCAug 2022 – Dec 2022Fort Myers, FL
- Baize Financial ConceptsDec 2022 – no end date reportedYorktown, IN
- Royal Alliance Associates, Inc.Dec 2022 – Aug 2023Yorktown, IN
- Osaic Wealth, IncAug 2023 – no end date reportedYorktown, IN
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
Showing 12 of 8,271 in the directory
Similar advisors in Yorktown, IN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brennan Joseph Baize has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched