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Brent Alan Batman

Investment Adviser Representative at Mutual OF Omaha Investor Services, Inc.

Omaha, NECRD #5371876Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brent Alan Batman is an investment adviser representative with Mutual of Omaha Investor Services, Inc. in Omaha, NE, where they have been registered since 2014. They have worked in the securities industry since 2009 and were previously registered with Securities America Advisors, Inc. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Nebraska.

Office

Mutual Of Omaha Plaza
Omaha, NE 68175

Advisors at this office: 40

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Nebraska
Broker:
1 state or territory

Nebraska

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/5/2010
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/17/2009
Series 4
Registered Options Principal Examination
Passed 8/23/2010
Series 53
Municipal Securities Principal Examination
Passed 6/13/2010
Series 24
General Securities Principal Examination
Passed 12/7/2009

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Mutual OF Omaha Investor Services, Inc.Current
7/1/2014 – Omaha, NE
Mutual OF Omaha Investor Services, Inc.Current
7/1/2014 – Gretna, NE
Securities America Advisors, Inc.
4/6/2010 – 6/2/2014La Vista, NE

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Catch-a-lobster LLC
    Aug 2011 – May 2017Omaha, NE
  2. Mutual OF Omaha Investor Services
    May 2016 – Aug 2021Omaha, NE
  3. Mutual OF Omaha Investor Services
    Aug 2021 – no end date reportedOmaha, NE

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Mutual OF Omaha Investor Services, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Saving for retirement and other important goals, reviewing current savings strategies, taking advantage of different account types and investment options, planning retirement income, employee benefits guidance, strategies for business owners, and estate and legacy planning.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers
Firm areas of expertise
Retirement PlanningInvestment AdviceEstate PlanningEmployee BenefitsBusiness SuccessionCollege SavingsInsuranceFinancial Planning

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

Under $100M

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
279
Offices listed on AdvisorFinder:
28
Main office:
Omaha, NE
SEC file number:
801-61332

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 28, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brent Alan Batman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Brent Alan Batman (Mutual OF Omaha Investor Services)