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Brett Dries

Investment Adviser Representative at EAGLE STRATEGIES LLC

Hyannis, MACRD #5437213Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/29/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 12/14/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/25/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/12/2007
Series 24
General Securities Principal Examination
Passed 7/29/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Eagle Strategies LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EAGLE STRATEGIES LLCCurrent
11/2/2022Hyannis, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
1/4/20217/14/2022Plymouth, MA
EAGLE STRATEGIES LLC
2/2/201511/30/2020Rockland, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett Dries has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Brett Dries - Financial Advisor in Hyannis, MA | AdvisorFinder