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Brett Vaughn Caldwell

Investment Adviser Representative at MODERA WEALTH MANAGEMENT, LLC

Bountiful, UTCRD #6417819Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
3 states
Exams Passed
1

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
FloridaTexasUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/3/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Modera Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MODERA WEALTH MANAGEMENT, LLCCurrent
12/19/2017Bountiful, UT
FINANCIAL INSIGHT CENTER
3/22/201612/4/2017Salt Lake City, UT
THE INSIGHT GROUP, INC.
11/7/20143/25/2016Salt Lake City, UT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett Vaughn Caldwell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brett Vaughn Caldwell - Financial Advisor in Bountiful, UT | AdvisorFinder