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Mindy Lynn Cleaveland Neira

Investment Adviser Representative at MODERA WEALTH MANAGEMENT, LLC

Boston, MACRD #5940154Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/14/2011
SIE
Securities Industry Essentials Examination
Passed 8/29/2018
Series 7
General Securities Representative Examination
Passed 11/6/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Modera Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MODERA WEALTH MANAGEMENT, LLCCurrent
10/24/2018Boston, MA
FIDELITY PERSONAL AND WORKPLACE ADVISORS
7/13/20189/17/2018Boston, MA
STRATEGIC ADVISERS LLC
12/5/20137/13/2018New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mindy Lynn Cleaveland Neira has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mindy Lynn Cleaveland Neira - Financial Advisor in Boston, MA | AdvisorFinder