Brett Warrick
Investment Adviser Representative at Fifth Third Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brett Warrick is an investment adviser representative with Fifth Third Securities, Inc. in Newark, OH, where they have been registered since 2023. They have worked in the securities industry since 2020 and have been registered with 3 firms, including The Huntington Investment Company and Bankers LIFE Securities, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
4 states and territories
Alabama, Florida, Kansas, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Bankers Life SecuritiesOct 2020 – Oct 2021Westerville, OH
- Bankers Life And CasualtyNov 2019 – Oct 2021Westerville, OH
- Franklin County Metro ParksOct 2018 – Nov 2019Westerville, OH
- Preservation Parks Of Delaware CountyMay 2018 – Sep 2018Sunbury, OH
- The Ohio State UniversityAug 2017 – May 2018Columbus, OH
- Ohio Department Of Natural ResourcesMay 2017 – Aug 2017London, OH
- The Ohio State UniversityAug 2012 – May 2017Columbus, OH
- The Huntington Investment CompanyOct 2021 – May 2023Columbus, OH
- The Huntington National BankOct 2021 – May 2023Columbus, OH
- Fifth Third BANKMay 2023 – no end date reportedColumbus, OH
- Fifth Third SecuritiesJun 2023 – no end date reportedColumbus, OH
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Fifth Third Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $10,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 950
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-63623
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 14, 2026
View full firm profileOther advisors at Fifth Third Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett Warrick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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