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Brian Alan Ambrose

Investment Adviser Representative at CREATIVEONE SECURITIES, LLC

Concord, CACRD #1393073Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Alan Ambrose has worked in the securities industry since 2001. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/1986
Series 7
General Securities Representative Examination
Passed 7/20/1985
Series 27
Financial and Operations Principal Examination
Passed 12/21/1990
Series 24
General Securities Principal Examination
Passed 7/8/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Creativeone Securities, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CREATIVEONE SECURITIES, LLCCurrent
10/25/2016Concord, CA
BROKERS FINANCIAL
3/5/201510/26/2016Walnut Creek, CA
CLIENT ONE SECURITIES LLC
3/4/20143/5/2015Walnut Creek, CA
AMBROSE FINANCIAL AND INSURANCE SERVICES, LLC
1/24/20073/5/2014Walnut Creek, CA
WOODBURY FINANCIAL SERVICES, INC.
12/15/20081/12/2009Walnut Creek, CA
FSC SECURITIES CORPORATION
4/4/20031/3/2007Walnut Creek, CA
SECURITIES AMERICA ADVISORS INC
1/29/20033/31/2003Concord, CA
SECURITIES AMERICA ADVISORS INC
6/8/200112/31/2002Concord, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Alan Ambrose has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Alan Ambrose - Financial Advisor in Concord, CA | AdvisorFinder