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Brian Alastair Smith

Investment Adviser Representative at BELLINGHAM CAPITAL

Bellingham, WACRD #3149295Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Alastair Smith has worked in the securities industry since 2007. They are registered to provide investment advisory services in Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Washington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/18/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 12/3/1998
Series 7
General Securities Representative Examination
Passed 11/30/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Bellingham Capital Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BELLINGHAM CAPITALCurrent
11/9/2009Bellingham, WA
FARTHER
11/18/20253/23/2026Bellingham, WA
EDWARD JONES
1/29/200711/11/2009Crescent City, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BELLINGHAM CAPITAL

4 other advisors in the directory

View BELLINGHAM CAPITAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Alastair Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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