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Brian David Dudley

Investment Adviser Representative at SECURE ASSET MANAGEMENT, L.L.C.

Elkhorn, NECRD #4014477Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MichiganNebraska
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/24/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/10/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Third-Party Money Manager Signals - All Assets0.75%
ERISA 3(21) - Tier 10.90%
ERISA 3(21) - Tier 20.70%
ERISA 3(21) - Tier 30.40%
ERISA 3(21) - Tier 40.27%
ERISA 3(38) - Tier 11.00%
ERISA 3(38) - Tier 20.75%
ERISA 3(38) - Tier 30.65%
ERISA 3(38) - Tier 40.55%
Source

Secure Asset Management, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SECURE ASSET MANAGEMENT, L.L.C.Current
2/3/2021Elkhorn, NE
AURORA SECURITIESCurrent
2/1/2021Elkhorn, NE
TD AMERITRADE, INC.
5/19/20061/6/2021Omaha, NE
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
5/19/200612/10/2018Omaha, NE
AMERITRADE ADVISORY SERVICES LLC
10/4/200412/14/2005Bellevue, NE

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian David Dudley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian David Dudley - Financial Advisor in Elkhorn, NE | AdvisorFinder