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Brian Farkas

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Bohemia, NYCRD #1659115Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
12 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Farkas has worked in the securities industry since 1987. They have passed the Series 66, 65, 63, 24, and 7 examinations. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
CaliforniaConnecticutFloridaGeorgiaMichiganNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasVirginiaWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/27/2021
Series 65
Uniform Investment Adviser Law Examination
Passed 10/16/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/10/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/18/1987
Series 24
General Securities Principal Examination
Passed 10/10/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
12/18/2024Bohemia, NY
OSAIC ADVISORY SERVICES, LLCCurrent
10/12/2024Bohemia, NY
OSAIC WEALTH, INC.Current
10/11/2024Aventura, FL
OSAIC WEALTH, INC.
10/11/202410/11/2024Scottsdale, AZ
AMERICAN PORTFOLIOS ADVISORS, INC
3/24/200910/11/2024Holbrook, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Farkas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Brian Farkas - Financial Advisor in Bohemia, NY | AdvisorFinder