AdFi
BF

Brian Francis Pearce

Investment Adviser Representative at OSAIC WEALTH, INC.

Scottsdale, AZCRD #5480088Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
9

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
North Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/13/2012
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 6/8/2015
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/8/2014
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/7/2012
Series 14
Compliance Officer Examination
Passed 3/19/2009
Series 24
General Securities Principal Examination
Passed 3/6/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
8/19/2025Scottsdale, AZ
SAGEPOINT FINANCIAL, INC.
11/17/20229/29/2023Phoenix, AZ
LPL FINANCIAL LLC
10/9/201912/10/2021Fort Mill, SC
WELLS FARGO CLEARING SERVICES, LLC
3/14/20129/10/2019St. Louis, MO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OSAIC WEALTH, INC.

Showing 12 of 9286 in the directory

View OSAIC WEALTH, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Francis Pearce has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched