Brian Francis Pearce
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brian Francis Pearce is an investment adviser representative with Osaic Wealth, Inc. in Scottsdale, AZ, where they have been registered since 2025. They have worked in the securities industry since 2008 and have been registered with 4 firms, including Sagepoint Financial, Inc. and LPL Financial LLC. They have passed 9 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 24 (general securities principal), and Series 9 (options sales supervisor). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 289
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
1 state or territory
North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Clearing, LLCMar 2007 – Sep 2019Richmond, VA
- Wells Fargo Advisors LLCMay 2009 – Nov 2016Saint Louis, MO
- Wells Fargo Clearing Services, LLCNov 2016 – Sep 2019Saint Louis, MO
- LPL Financial LLCSep 2019 – no end date reportedFort Mill, SC
- SagePoint Financial, Inc.Jun 2022 – no end date reportedPhoenix, AZ
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Francis Pearce has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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