AdFi
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Brian Hanseth

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Boston, MACRD #4241661Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
31 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 31 states
AlabamaAlaskaArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIllinoisKansasMaineMarylandMassachusettsMichiganMontanaNew HampshireNew JerseyNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVermontVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/18/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/8/2014
Series 55
Limited Representative-Equity Trader Exam
Passed 6/23/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
12/19/2014Boston, MA
T3 TRADING GROUP, LLC
11/7/201412/10/2014New York, NY
WTS PROPRIETARY TRADING GROUP LLC
7/9/201411/7/2014New York, NY
NAVPOINT, LLC
8/18/20107/11/2011Boston, MA
NOVA CAPITAL MARKETS, LLC
11/2/20098/30/2010Boston, MA
LIGHTHOUSE FINANCIAL GROUP, LLC
12/22/20081/4/2010Huntington, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Hanseth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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