AdFi
ML

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SEC Registered
NEW YORK, NYhttps://merrilledge.com/small-business/401k800-637-7455
Assets Under Management
$25B+
Employees
32960
Office Locations
26 offices
Total Accounts
3253265

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)1,269,968$313.5B
High Net Worth Individuals521,763$1227.5B
Investment Companies0
Pension/Profit Sharing Plans0$0
Charitable Organizations17,422$58.9B
State/Municipal Entities6,759
Insurance Companies0
Sovereign Wealth Funds246

16,844 total clients reported on Form ADV.

Leadership

Bank Of America Corporation
SHAREHOLDER
Thomas Kell Montag
DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER
Bac North America Holding Company
SHAREHOLDER
Nb Holdings Corporation
SHAREHOLDER
Andrew Mason Sieg
DIRECTOR
John William Thiel
DIRECTOR
Fabrizio (nmn) Gallo
DIRECTOR

Office locations

26 offices in 13 states
NY
NEW YORKHQ
GA
ATLANTA
NY
NEW YORK
NJ
PARAMUS
IL
ROLLING MEADOWS
NY
NEW YORK
FL
JACKSONVILLE
CA
NEWPORT BEACH
FL
BOCA RATON
CA
LOS ANGELES
NC
CHARLOTTE
DC
WASHINGTON
CA
SAN FRANCISCO
NJ
FLORHAM PARK
CA
PASADENA
MI
BLOOMFIELD HILLS
CA
LOS ANGELES
TX
HOUSTON
IL
CHICAGO
MD
HUNT VALLEY
AZ
CHANDLER
MA
BOSTON
NY
NEW YORK
FL
MIAMI
NJ
PENNINGTON
NY
NEW YORK

Advisors at this firm

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Scott A'Hearn
Investment Adviser Representative
Investment Adviser Rep
Mostafa Aamer
Investment Adviser Representative
Investment Adviser Rep
Ashlyn Aaron
Investment Adviser Representative
Investment Adviser Rep
Mohammed Aater
Investment Adviser Representative
Investment Adviser Rep
Raul Andrew Aballi
Investment Adviser Representative
Investment Adviser Rep
Joni Menard Abalos
Investment Adviser Representative
Investment Adviser Rep
Jemuel M Abarientos
Investment Adviser Representative
Investment Adviser Rep
Jennifer Marie Abate
Investment Adviser Representative
Investment Adviser Rep
Constante Ross Abaya
Investment Adviser Representative
Investment Adviser Rep
Grinald Abazi
Investment Adviser Representative
Investment Adviser Rep
Ali Abbas
Investment Adviser Representative
Investment Adviser Rep
Austyn L Abbas
Investment Adviser Representative
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Mannan Z Abbasi
Investment Adviser Representative
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Christopher M Abbate
Investment Adviser Representative
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Raymond John Abbate
Investment Adviser Representative
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Crystal Marie Abbe
Investment Adviser Representative
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Michael Thomas Abbenante
Investment Adviser Representative
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Michael Joseph Abbinante
Investment Adviser Representative
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Meriam R Abbo
Investment Adviser Representative
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Jules S Abbosh
Investment Adviser Representative
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Christopher Sweat Abbott
Investment Adviser Representative
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Matthew Abbott
Investment Adviser Representative
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Christian E Abboud
Investment Adviser Representative
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Sami Abboud
Investment Adviser Representative
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Sabah Siralkhatim Gassim Abdaullah
Investment Adviser Representative
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Rachel E Abdel-Hamid
Investment Adviser Representative
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Mona Abdel-Malek
Investment Adviser Representative
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Ahmed M Abdelbaki
Investment Adviser Representative
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Mina Abdelkdous
Investment Adviser Representative
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Eman Moustafa Abdellatif
Investment Adviser Representative
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Andrew Milad Adly Abdelmalak
Investment Adviser Representative
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Husan-Iddin Abdul-Ghani
Investment Adviser Representative
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Aisha Abdul-Mumin
Investment Adviser Representative
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Muskan Mohamed Abdulhussein
Investment Adviser Representative
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Sondos Abedallah
Investment Adviser Representative
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Hassan Abedi
Investment Adviser Representative
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Andrea D Abeger
Investment Adviser Representative
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Eric J Abel
Investment Adviser Representative
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Sally Danna Abell
Investment Adviser Representative
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Francis Leo Abella
Investment Adviser Representative
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Nina Lynne Abelman
Investment Adviser Representative
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Laura Grace Abels
Investment Adviser Representative
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Judi Marie Aber
Investment Adviser Representative
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Audrey Abergel
Investment Adviser Representative
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Emily Williford Abernethy
Investment Adviser Representative
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Vartika Abhishek
Investment Adviser Representative
Investment Adviser Rep
Pascale Abi-Khattar
Investment Adviser Representative
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Adam Abida
Investment Adviser Representative
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Mary-Ann Abida
Investment Adviser Representative
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Joseph F Abinanti
Investment Adviser Representative
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Edward Harold Abitanta
Investment Adviser Representative
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Aruzhan Ablyazova
Investment Adviser Representative
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Anna Abma
Investment Adviser Representative
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Jolene Janelle Abney
Investment Adviser Representative
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Dante K Abono
Investment Adviser Representative
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Dana Aboud
Investment Adviser Representative
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Frances Mohammed Aboushousha
Investment Adviser Representative
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Celina Simon Abouzeid
Investment Adviser Representative
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Brian T Abraham
Investment Adviser Representative
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Amy Katherine Abrahamson
Investment Adviser Representative
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Alen Abrahimian
Investment Adviser Representative
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Adam Jason Abramowitz
Investment Adviser Representative
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Jason Michael Abramowitz
Investment Adviser Representative
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Jeffrey Wayne Abramowitz
Investment Adviser Representative
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Dylan T. Abrams
Investment Adviser Representative
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Sophia A Abrams
Investment Adviser Representative
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Scott D. Abramson
Investment Adviser Representative
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Angela Abrascio-Ramos
Investment Adviser Representative
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Kristina F Abro
Investment Adviser Representative
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Annuar Abud
Investment Adviser Representative
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Mohammad Akram Abusbeitan
Investment Adviser Representative
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Joseph Robert Accurso
Investment Adviser Representative
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Domenick Acerra
Investment Adviser Representative
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Carlos Alberto Acevedo
Investment Adviser Representative
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Noah Acevedo
Investment Adviser Representative
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Juliannys Marie Acevedo Cuadrado
Investment Adviser Representative
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Gilda J Aceves
Investment Adviser Representative
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Jennifer Aceves
Investment Adviser Representative
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Ramon Aceves
Investment Adviser Representative
Investment Adviser Rep
Wayne C Achey
Investment Adviser Representative
Investment Adviser Rep
John Steven Acierno
Investment Adviser Representative
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Dejan Acimovic
Investment Adviser Representative
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Susan Acker
Investment Adviser Representative
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Timothy James Acker
Investment Adviser Representative
Investment Adviser Rep
Jaclyn C Ackerson
Investment Adviser Representative
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Kenneth W Ackis
Investment Adviser Representative
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Cathleen Ann Ackley
Investment Adviser Representative
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Kevin Charles Ackroyd
Investment Adviser Representative
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Adriana Acosta
Investment Adviser Representative
Investment Adviser Rep
Alejandro Acosta
Investment Adviser Representative
Investment Adviser Rep
Alexander Miguel Acosta
Investment Adviser Representative
Investment Adviser Rep
David A Acosta
Investment Adviser Representative
Investment Adviser Rep
Elias Abel Acosta
Investment Adviser Representative
Investment Adviser Rep
Janet Elizabeth Acosta
Investment Adviser Representative
Investment Adviser Rep
Jose L Acosta
Investment Adviser Representative
Investment Adviser Rep
Juan David Acosta
Investment Adviser Representative
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Kelley Walser Acosta
Investment Adviser Representative
Investment Adviser Rep
Baunit Acosta Calderin
Investment Adviser Representative
Investment Adviser Rep
Joseph Frank Acquazzino
Investment Adviser Representative
Investment Adviser Rep
Janette Carrie Acton
Investment Adviser Representative
Investment Adviser Rep

Regulatory & compliance

CRD number
#7691
SEC Number
801-14235
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Commission / Flat Fee

Data as of April 22, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in NEW YORK, NY - Financial Advisory Firm | AdvisorFinder