Brian Howard Card
Investment Adviser Representative at Midwestern Securities Trading Co.,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brian Howard Card is an investment adviser representative with Midwestern Securities Trading Co.,llc in Peoria, IL, where they have been registered since 2010. They have worked in the securities industry since 2004 and have been registered with 4 firms, including Wells Fargo Advisors Financial Network, LLC and Bison Investment Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Alabama, Illinois, and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alabama, Illinois, Texas
- Broker:
14 states and territories
Arizona, Florida, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Michigan, Montana, Ohio, Pennsylvania, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Midwestern Securities Trading Company, LLCFeb 2010 – no end date reportedEast Peoria, IL
- Princeville State BANKFeb 2010 – no end date reportedPrinceville, IL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Midwestern Securities Trading Co.,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $25,000
- Lighthouse Portfolios - Tier 11.30%
- Lighthouse Portfolios - Tier 21.05%
- Lighthouse Portfolios - Tier 30.85%
- Lighthouse Portfolios - Tier 40.55%
+6 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 52
- Offices listed on AdvisorFinder:
- 72
- Main office:
- East Peoria, IL
- SEC file number:
- 801-77948
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 24, 2026
View full firm profileOther advisors at Midwestern Securities Trading Co.,llc
Showing 12 of 52 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Howard Card has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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