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BJ

Brian John Grumbach

Investment Adviser Representative at VERDENCE CAPITAL ADVISORS, LLC

Hunt Valley, MDCRD #2834637Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MarylandTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/24/2002
SIE
Securities Industry Essentials Examination
Passed 6/30/2017
Series 31
Futures Managed Funds Examination
Passed 11/26/2012
Series 7
General Securities Representative Examination
Passed 4/2/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Verdence Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VERDENCE CAPITAL ADVISORS, LLCCurrent
6/26/2017Hunt Valley, MD
HIGHTOWER ADVISORS, LLC
2/17/20126/30/2017Hunt Valley, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/28/20022/21/2012Hunt Valley, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian John Grumbach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian John Grumbach - Financial Advisor in Hunt Valley, MD | AdvisorFinder