Brian Joseph Schad

Investment Adviser Representative at PROSPERITY - AN EISNERAMPER COMPANY

ALBANY, NYCRD #5877585Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

15 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

Florida

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 7/25/2025

Series 66

Uniform Combined State Law Examination

Passed 6/14/2011

Series 24

General Securities Principal Examination

Passed 10/17/2011

SIE

Securities Industry Essentials Examination

Passed 10/1/2014

Series 7

General Securities Representative Examination

Passed 4/11/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

PROSPERITY - AN EISNERAMPER COMPANY Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERCER ALLIED COMPANY, L.P.

4/12/2011 – 10/1/2014ALBANY, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Joseph Schad has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.