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Brian Michael Clouden

Investment Adviser Representative at SGROI WEALTH ADVISORY GROUP LLC

West Seneca, NYCRD #4525664Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
10 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Michael Clouden has worked in the securities industry since 2002. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
AlaskaFloridaGeorgiaNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/9/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/14/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
< $250,0001.25%
$250,000 - $1,000,0001.00%
$1,000,001 - $2,500,0000.85%
$2,500,001 - $5,000,0000.60%
> $5,000,0000.50%
Fixed Income Only0.50%
Source

Sgroi Wealth Advisory Group LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
7/10/2025West Seneca, NY
SGROI WEALTH ADVISORY GROUP LLCCurrent
1/30/2018West Seneca, NY
CADARET GRANT & CO INC
10/24/20147/10/2025West Seneca, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Michael Clouden has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Michael Clouden - Financial Advisor in West Seneca, NY | AdvisorFinder