Brian Michael Dixon
Investment Adviser Representative at Kingswood Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brian Michael Dixon is an investment adviser representative with Kingswood Wealth Advisors, LLC in Nashville, TN, where they have been registered since 2024. They have worked in the securities industry since 2003 and have been registered with 6 firms, including RBC Capital Markets, LLC and Raymond James Financial Services Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in 17 states.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, California, Florida, Georgia, Indiana, Kentucky, Louisiana, Michigan, Mississippi, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Washington
- Broker:
12 states and territories
Arizona, California, Connecticut, Florida, Kentucky, Louisiana, New Jersey, North Carolina, South Carolina, Tennessee, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- SuntrustApr 2015 – Oct 2017Nashville, GA
- Raymond James Financial Services, Inc.Oct 2017 – Jun 2020Nashville, TN
- Pinnacle BANKOct 2017 – Jun 2020Nashville, TN
- Raymond James Financial Services Advisors Inc.Oct 2017 – Jun 2020Nashville, TN
- RBC Capital Markets, LLCJun 2020 – Jan 2024Nashville, TN
- CITY National BANKJan 2021 – Dec 2023Nashville, TN
- Kingswood Capital PartnersJan 2024 – no end date reportedNashville, TN
- Kingswood Wealth AdvisorsJan 2024 – no end date reportedNashville, TN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Kingswood Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 120
- Offices listed on AdvisorFinder:
- 44
- Main office:
- San Diego, CA
- SEC file number:
- 801-110755
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 22, 2026
View full firm profileOther advisors at Kingswood Wealth Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Michael Dixon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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