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Brian P O'Connell

Investment Adviser Representative at MARQUIS WEALTH MANAGEMENT GROUP

Fort Myers, FLCRD #4281534Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian P. O'connell has worked in the securities industry since 2004. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/19/2005
Series 65
Uniform Investment Adviser Law Examination
Passed 10/5/2004
Series 66
Uniform Combined State Law Examination
Passed 4/30/2001
Series 7
General Securities Representative Examination
Passed 11/14/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Marquis Wealth Management Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MARQUIS WEALTH MANAGEMENT GROUPCurrent
8/25/2008Fort Myers, FL
PRIVATE CAPITAL MANAGEMENT, LP
10/7/20048/4/2008Naples, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MARQUIS WEALTH MANAGEMENT GROUP

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View MARQUIS WEALTH MANAGEMENT GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian P O'Connell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian P O'Connell - Financial Advisor in Fort Myers, FL | AdvisorFinder