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Brian Patrick Kavanaugh

Investment Adviser Representative at ARCHVEST WEALTH ADVISORS, INC.

CONCORD, CACRD #4652903Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/30/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 3/2/2007
SIE
Securities Industry Essentials Examination
Passed 5/30/2017
Series 7
General Securities Representative Examination
Passed 2/16/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/18/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Above $10,000,0000.00%
First $1,000,0001.00%
$1,000,001 to $2,000,0000.90%
$2,000,001 to $3,000,0000.80%
$3,000,001 to $4,000,0000.70%
$4,000,001 to $5,000,0000.60%
$5,000,001 to $10,000,0000.50%
Source

ARCHVEST WEALTH Advisors, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PIONEER FUNDS DISTRIBUTOR, INC.
7/21/20039/24/2004BOSTON, MA
QUASAR DISTRIBUTORS, LLC
2/4/20165/30/2017PORTLAND, ME
DWS INVESTMENTS DISTRIBUTORS, INC
2/19/20075/3/2011CHICAGO, IL
NORTHERN LIGHTS DISTRIBUTORS, LLC
11/18/201112/31/2015ELKHORN, NE

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Patrick Kavanaugh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Patrick Kavanaugh - Financial Advisor in CONCORD, CA | AdvisorFinder