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Brian Paul Nauman

Investment Adviser Representative at ALPHASTAR CAPITAL MANAGEMENT

Davenport, IACRD #2007146Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
22 states
Exams Passed
5

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 22 states
ArizonaArkansasCaliforniaColoradoFloridaGeorgiaIllinoisIndianaIowaKansasMichiganMinnesotaMissouriMontanaNebraskaNorth CarolinaPennsylvaniaSouth DakotaTennesseeTexasVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/27/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 12/21/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/21/1989
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 8/21/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0225
Source

Alphastar Capital Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALPHASTAR CAPITAL MANAGEMENTCurrent
10/17/2025Davenport, IA
PLANMEMBER SECURITIES CORPORATION
11/13/201810/20/2025Davenport, IA
SPC
5/1/201211/13/2018Davenport, IA
PLANMEMBER SECURITIES CORPORATION
5/5/20055/2/2012Las Vegas, NV
LINCOLN INVESTMENT PLANNING, INC
12/22/19995/6/2005Davenport, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Paul Nauman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Paul Nauman - Financial Advisor in Davenport, IA | AdvisorFinder