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Brian Richard Losey Jr

Investment Adviser Representative at NEWEDGE ADVISORS

Rocky River, OHCRD #2527666Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
10 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
FloridaIndianaLouisianaMichiganNebraskaNew MexicoNorth CarolinaOhioPennsylvaniaVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/10/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 9/22/1994
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 7/23/1999
Series 7
General Securities Representative Examination
Passed 9/13/1994
Series 24
General Securities Principal Examination
Passed 5/26/2000
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 4/30/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Newedge Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWEDGE ADVISORSCurrent
11/1/2021Rocky River, OH
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
1/16/200311/1/2021Rocky River, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Richard Losey Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Brian Richard Losey Jr - Financial Advisor in Rocky River, OH | AdvisorFinder