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Brian Robert Koch

Investment Adviser Representative at MISSIONSQUARE WEALTH MANAGEMENT

San Marcos, CACRD #4029613Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
4 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Robert Koch has worked in the securities industry since 2008. They are registered to provide investment advisory services in California, District of Columbia, Oregon, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
CaliforniaDistrict of ColumbiaOregonWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/4/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/17/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Missionsquare Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TD AMERITRADE, INC.
5/26/20206/1/2022San Diego, CA
BETA WEALTH GROUP, INC
3/3/20204/28/2020San Diego, CA
MISSIONSQUARE WEALTH MANAGEMENTCurrent
2/27/2026San Marcos, CA
MISSIONSQUARE WEALTH MANAGEMENTCurrent
11/15/2022San Marcos, CA
MISSIONSQUARE RETIREMENT
11/15/20223/16/2026San Marcos, CA
THE RETIREMENT GROUP, LLC
6/9/20229/30/2022San Diego, CA
CHARLES SCHWAB & CO., INC.
1/26/20226/1/2022San Diego, CA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
5/26/20206/1/2022San Diego, CA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
10/27/20162/19/2020San Diego, CA
TD AMERITRADE, INC.
10/27/20162/19/2020San Diego, CA
UNIONBANC INVESTMENT SERVICES, LLC
3/13/20088/3/2015Sacramento, CA
AMERIPRISE FINANCIAL SERVICES, INC.
10/5/20072/11/2008San Diego, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Robert Koch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Robert Koch - Financial Advisor in San Marcos, CA | AdvisorFinder