AdFi
BS

Brian Scott Smith

Investment Adviser Representative at BALEFIRE, LLC

Bettendorf, IACRD #4139103Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
11 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaArkansasCaliforniaFloridaIllinoisIowaNorth CarolinaOhioSouth DakotaTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/16/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 3/20/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/25/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/15/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

Balefire, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BALEFIRE, LLCCurrent
1/11/2024Bettendorf, IA
FUSE PARTNERS, LLC
7/27/201812/31/2023Davenport, IA
VISIONPOINT ADVISORY GROUP
3/31/201512/31/2017Dubuque, IA
CUNA BROKERAGE SERVICES, INC.
8/17/20043/31/2015Moline, IL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BALEFIRE, LLC

Showing 12 of 39 in the directory

View BALEFIRE, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Scott Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Scott Smith - Financial Advisor in Bettendorf, IA | AdvisorFinder