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Brian Summers Jones

Investment Adviser Representative at PROVIDENCE CAPITAL ADVISORS, LLC

Charlotte, NCCRD #4508120Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/8/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 3/18/2002
Series 7
General Securities Representative Examination
Passed 2/23/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/15/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $500,0001.50%
$500,001 - $1,000,0001.25%
$1,000,001 - $5,000,0001.00%
$5,000,001 - $15,000,0000.75%
$15,000,001 - $25,000,0000.60%
$25,000,001 & Over0.50%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Providence Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PROVIDENCE CAPITAL ADVISORS, LLCCurrent
2/2/2015Charlotte, NC
WILLINGDON WEALTH MANAGEMENT INC.
4/17/20092/5/2015Huntersville, NC
BANC OF AMERICA INVESTMENT SERVICES, INC.
2/2/20063/20/2009Charlotte, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Summers Jones has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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