Brian Michael Huff
Investment Adviser Representative at Providence Capital Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brian Michael Huff is an investment adviser representative with Providence Capital Advisors, LLC in Charlotte, NC, where they have been registered since 2025, the year they entered the securities industry. They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Providence Capital Advisors, LLCFeb 2025 – no end date reportedCharlotte, NC
- Flood, Bumstead, Mccready & Mccarthy, Inc.Apr 2023 – Feb 2025Charlotte, NC
- Flood, Bumstead, Mccready & Mccarthy, Inc.Apr 2021 – Mar 2023Charlotte, NC
- Flood, Bumstead, Mccready & Mccarthy, Inc.Nov 2019 – Mar 2021New York, NY
- Flood, Bumstead, Mccready & Mccarthy, Inc.May 2018 – Oct 2019New York, NY
- American Universtiy Housing & Dining ProgramAug 2015 – May 2018Washington, DC
- Great MindsJun 2017 – Dec 2017Washington, DC
- LIVE NationJun 2017 – Aug 2017Silver Spring, MD
- American UniversityAug 2014 – May 2018Washington, DC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Providence Capital Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Firm account minimum
- $500,000 (waivable)
- Up to $500,0001.50%
- $500,001 - $1,000,0001.25%
- $1,000,001 - $5,000,0001.00%
- $5,000,001 - $15,000,0000.75%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Providence Capital Advisors offers financial planning and investment management services. Investment management includes four strategies utilizing individual securities: Core Equity, Covered Call, Diversified Income, and Fixed Income, as well as an Exchange-Traded Fund (ETF) portfolio and, in some circumstances, alternative investments including hedge funds, infrastructure, private real estate, private equity, and private credit. Allocations are customized for each client.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Charlotte, NC
- SEC file number:
- 801-107683
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 10, 2026
View full firm profileOther advisors at Providence Capital Advisors, LLC
6 other advisors in the directory
Similar advisors in Charlotte, NC
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Michael Huff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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