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Brian Thomas Fitting

Investment Adviser Representative at Cambridge Investment Research Advisors, Inc.

Mogadore, OHCRD #5076660Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Thomas Fitting is an investment adviser representative with Cambridge Investment Research Advisors, Inc. in Mogadore, OH, where they have been registered since 2020. They have worked in the securities industry since 2010 and were previously registered with Avantax Advisory Services. They have passed 3 industry qualification exams, including the Series 63 (state securities agent) and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.

Office

3808 Mogadore Road
Mogadore, OH 44260

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio
Broker:
3 states and territories

Florida, Indiana, Ohio

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/6/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/6/2010

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cambridge Investment Research Advisors, Inc.Current
6/1/2020 – Mogadore, OH
Avantax Advisory Services
6/18/2013 – 5/29/2020Akron, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. FITTING FAMILY Limited Partnership
    Sep 1993 – May 2020Mogadore, OH
  2. Larry D. Fitting, CPA
    Aug 1996 – May 2020Mogadore, OH
  3. H.d. VEST Investment Securities
    Dec 2005 – May 2020Mogadore, OH
  4. H.d VEST Advisory Services
    Jun 2013 – May 2020Akron, OH
  5. Fitting TAX & Financial LLC
    Jul 2014 – no end date reportedMogadore, OH
  6. Brian's Life Insurance
    Apr 2017 – Dec 2017Mogadore, OH
  7. Larry D. Fitting, CPA
    Aug 1996 – May 2020Mogadore, OH
  8. HD Vest Insurance Agency, LLC
    Mar 2009 – May 2020Irving, TX
  9. Cambridge Investment Research Advisors, Inc.
    May 2020 – no end date reportedFairfield, IA
  10. Cambridge Investment Research, Inc.
    May 2020 – no end date reportedFairfield, IA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cambridge Investment Research Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersMarket TimingEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,948
Offices listed on AdvisorFinder:
26
Main office:
Fairfield, IA
SEC file number:
801-63930

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 11, 2026

View full firm profile

Other advisors at Cambridge Investment Research Advisors, Inc.

Showing 12 of 3,948 in the directory

View Cambridge Investment Research Advisors, Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Thomas Fitting has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Brian Thomas Fitting in Mogadore, OH - Fees & Credentials