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Brice Russell Oldham

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Charlotte, NCCRD #4882230Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
16 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
AlabamaArizonaCaliforniaFloridaIowaLouisianaMinnesotaNew YorkNorth CarolinaSouth CarolinaSouth DakotaTennesseeTexasVirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/21/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/1/2008
Series 7
General Securities Representative Examination
Passed 1/4/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
12/1/2021Charlotte, NC
CARROLL FINANCIAL ASSOCIATES INC
8/8/201412/8/2021Charlotte, NC
MORGAN STANLEY
6/1/20098/12/2014Minneapolis, MN
MORGAN STANLEY & CO. INCORPORATED
10/8/20086/1/2009Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brice Russell Oldham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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