Brittney Rose Leppien
Investment Adviser Representative at Thrivent Investment Management Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brittney Rose Leppien is an investment adviser representative with Thrivent Investment Management Inc. in Littleton, CO, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Fidelity Personal and Workplace Advisors. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado, District of Columbia, and Texas.
Registrations & licenses
- Investment adviser:
- Colorado, District of Columbia, Texas
- Broker:
24 states and territories
Alaska, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Missouri, Montana, Nebraska, New Jersey, North Carolina, Ohio, Pennsylvania, South Dakota, Texas, Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity InvestmentsJul 2022 – Mar 2024Greenwood Village, CO
- UnemployedFeb 2022 – Jul 2022Unemployed, CO
- United States Antarctic ProgramJul 2021 – Feb 2022Apo
- UnemployedDec 2020 – Jul 2021Unemployed, CO
- THE Ranch AT ROCK CreekMay 2020 – Dec 2020Philipsburg, MT
- UnemployedDec 2019 – May 2020Unemployed, CO
- THE Ranch AT ROCK CreekMay 2019 – Dec 2019Philipsburg, MT
- UnemployedJan 2019 – May 2019Unemployed, CO
- JumpnropeSep 2010 – Jan 2019Louisville, CO
- InstacartMar 2021 – Jul 2021Littleton, CO
- Friend OF THE FamilyJan 2020 – Mar 2020Greenwood Village, CO
- WAG LABSApr 2019 – May 2019Littleton, CO
- RED LobsterOct 2018 – Dec 2018Littleton, CO
- USA Ninja WarriorJul 2018 – Nov 2018Louisville, CO
- GogokidNov 2018 – Dec 2018Littleton, CO
- University OF Colorado AT BoulderAug 2014 – May 2018Boulder, CO
- Thrivent Investment Management IncJan 2025 – no end date reportedGreenwood Village, CO
- VFC Corporation - The North FaceMay 2024 – Oct 2024Nashville, TN
- UnemployedApr 2024 – May 2024Nashville, TN
- Ascent Financial EducationMay 2024 – Dec 2024Littleton, CO
- Thrivent FinancialJan 2025 – no end date reportedAppleton, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Thrivent Investment Management Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,163
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-29618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Thrivent Investment Management Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brittney Rose Leppien has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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