Broc Anthony Losing
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Broc Anthony Losing is an investment adviser representative with Northwestern Mutual Investment Services,llc in Fairview Hts, IL, where they have been registered since 2022. They have worked in the securities industry since 2021 and were previously registered with Ameriprise Financial Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Missouri.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Missouri
- Broker:
2 states and territories
Illinois, Missouri
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Kum and GoApr 2016 – May 2017Springfield, MO
- DominosMay 2017 – Dec 2019Springfield, MO
- Mid Missouri BankApr 2019 – May 2021Springfield, MO
- Ameriprise Financial Wilks and AssociatesMay 2021 – Jun 2022Springfield, MO
- StudentAug 2015 – Dec 2019Springfield, MO
- Scott UnderwoodJun 2022 – Jul 2022Saint Louis, MO
- Scott UnderwoodJul 2022 – Oct 2025Saint Louis, MO
- Northwestern Mutual Investment Services LLCJul 2022 – no end date reportedFairview Hts, IL
- Northwestern Mutual Wealth Management CompanyOct 2023 – no end date reportedMilwaukee, WI
- Adam TiberiNov 2025 – no end date reportedFairview Hts, IL
- Eric S MathusMay 2026 – no end date reportedFairview Hts, IL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Fairview Hts, IL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Broc Anthony Losing has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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