Brock James Stassi
Investment Adviser Representative at BAER Investment Advisory LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brock James Stassi is an investment adviser representative with BAER Investment Advisory LLC in Tiburon, CA, where they have been registered since 2022, the year they entered the securities industry. They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Philadelphia PhilliesJun 2011 – Nov 2017Philadelphia, PA
- Minnesota TwinsJan 2018 – May 2018Minneapolis, MN
- San Francisco GiantsAug 2018 – Nov 2019San Francisco, CA
- Long Island DucksMay 2021 – Jun 2021Central Islip, NY
- Philadelphia PhilliesJun 2021 – Oct 2021Philadelphia, PA
- William Jessup UniversitySep 2021 – no end date reportedRocklin, CA
- Baer Investment Advisory LLCOct 2022 – no end date reportedYuba City, CA
- N/aNov 2017 – Jan 2018Philadelphia, PA
- N/aNov 2019 – May 2021San Francisco, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About BAER Investment Advisory LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
- Firm account minimum
- $1,100,000
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Tiburon, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brock James Stassi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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