Brody Scott
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brody Scott is an investment adviser representative with Cetera Investment Advisers LLC in Newark, DE, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Delaware.
Office
Advisors at this office: 42
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Delaware
- Broker:
3 states and territories
Colorado, Delaware, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Barclays Bank DelawareFeb 2023 – Apr 2025Wilmington, DE
- Bayard House / Prime 225Oct 2022 – Feb 2023Chesapeake City, MD
- BC Golf Hospitality LLCMay 2022 – Oct 2022Middletown, DE
- Onix Hospitality - Hyatt Place Wilmington RiverfrontOct 2021 – May 2022Wilmington, DE
- First State Brewing Co.Dec 2020 – Oct 2021Middletown, DE
- How Do You BrewMay 2020 – Dec 2020Newark, DE
- UnemployedFeb 2020 – May 2020Burlington, VT
- Hotel VermontOct 2019 – Feb 2020Burlington, VT
- Doubletree by Hilton operated by AAM-15Jul 2019 – Oct 2019Burlington, VT
- Hampton Inn operated by AAM-15Feb 2019 – Jul 2019Colchester, VT
- Student attending University of VermontOct 2018 – Feb 2019Burlington, VT
- Stowe Mountain Resort - Epic HoldingsMay 2018 – Oct 2018Stowe, VT
- Student attending University of VermontAug 2017 – May 2018Burlington, VT
- Go Ape! Zipline & Treetop AdventureMay 2017 – Aug 2017Bear, DE
- Bolton Valley Ski ResortDec 2017 – Apr 2018Richmond, VT
- Bolton Valley Ski ResortSep 2017 – Dec 2017Richmond, VT
- University of Vermont AthleticsSep 2016 – May 2017Burlington, VT
- Cetera Wealth Services, LLCApr 2025 – no end date reportedEl Segundo, CA
- Cetera Investment Advisers LLCAug 2025 – no end date reportedSchaumburg, IL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brody Scott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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