Brooke Ann Barber
Investment Adviser Representative at Ameriprise Financial Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brooke Ann Barber is an investment adviser representative with Ameriprise Financial Services, LLC in Evansville, IN, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kentucky.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Kentucky
- Broker:
1 state or territory
Kentucky
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services, LLCNov 2025 – no end date reportedEvansville, IN
- Sam's ClubSep 2022 – Nov 2025Evansville, IN
- Jersey Mike'sOct 2021 – Oct 2021Hopkinsville, KY
- Jersey Mike'sOct 2021 – Sep 2022Evansville, IN
- Wendy'sSep 2021 – Oct 2021Evansville, IN
- Crumbl CookiesAug 2021 – Sep 2021Evansville, IN
- Chick-Fil-AAug 2020 – Aug 2021Evansville, IN
- Yoga AlternativeApr 2019 – Sep 2020Henderson, KY
- Henderson Community CollegeAug 2020 – May 2021Henderson, KY
- HomeschoolDec 2015 – Aug 2020Henderson, KY
- University of Massachusetts GlobalOct 2021 – Oct 2025Aliso Viejo, CA
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ameriprise Financial Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12,969
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-28543
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Ameriprise Financial Services, LLC
Showing 12 of 12,969 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brooke Ann Barber has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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