AdFi
BA

Brooke Ashley Bees

Investment Adviser Representative at WICK CAPITAL PARTNERS, LLC

WAYNE, PACRD #3273013Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/3/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 12/30/1999
Series 24
General Securities Principal Examination
Passed 6/13/2008
Series 7
General Securities Representative Examination
Passed 4/23/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/18/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $10,000,0001.00%
Next $5,000,0000.80%
Next $5,000,0000.60%
Assets over $20,000,0000.40%
Source

WICK CAPITAL Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPITAL ANALYSTS, INCORPORATED
8/25/200412/31/2005CINCINNATI, OH
MONY SECURITIES CORPORATION
6/17/20048/20/2004NEW YORK, NY
NEW ENGLAND SECURITIES
12/7/20006/3/2004NEW YORK, NY
PARK AVENUE SECURITIES LLC
12/11/200712/23/2010WAYNE, PA
VANGUARD MARKETING CORPORATION
1/19/200010/31/2000MALVERN, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brooke Ashley Bees has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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