Brooks Smith
Investment Adviser Representative at Larson Financial Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brooks Smith is an investment adviser representative with Larson Financial Group, LLC in Fort Wayne, IN, where they have been registered since 2024. They have worked in the securities industry since 2020 and were previously registered with Thrivent Investment Management Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Indiana and Texas.
Registrations & licenses
- Investment adviser:
- Indiana, Texas
- Broker:
22 states and territories
Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Michigan, Minnesota, Nebraska, New Jersey, North Carolina, Ohio, Oregon, Pennsylvania, South Dakota, Texas, Utah, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Lincoln Financial GroupJul 2018 – Sep 2020Fort Wayne, IN
- Fort Wayne KometsJan 2017 – May 2018Fort Wayne, IN
- Huntington UniversityAug 2014 – Dec 2017Huntington, IN
- UnemployedMay 2018 – Jul 2018Fort Wayne, IN
- Huntington UniversityAug 2014 – May 2018Huntington, IN
- Thrivent Investment Management IncOct 2020 – no end date reportedFort Wayne, IN
- Thrivent FinancialDec 2020 – Dec 2020Appleton, WI
- Thrivent FinancialDec 2020 – no end date reportedAppleton, WI
- Larson Financial Group, LLCMay 2024 – no end date reportedSaint Louis, MO
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Larson Financial Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 64
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Saint Louis, MO
- SEC file number:
- 801-71543
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 13, 2026
View full firm profileOther advisors at Larson Financial Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brooks Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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