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Bruce Alan Guillemette

Investment Adviser Representative at Hornor, Townsend & KENT, LLC

Winter Garden, FLCRD #2298049Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bruce Alan Guillemette is an investment adviser representative with Hornor, Townsend & KENT, LLC in Winter Garden, FL, where they have been registered since 2025. They have worked in the securities industry since 1996 and have been registered with 5 firms, including Equitable Distributors, LLC and MML Distributors, LLC. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Delaware and Florida.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Delaware, Florida
Broker:
2 states and territories

Delaware, Florida

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/29/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/21/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/14/1995
Series 24
General Securities Principal Examination
Passed 4/15/2004

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Hornor, Townsend & KENT, LLCCurrent
3/5/2025 – Winter Garden, FL
Equitable Distributors, LLC
3/5/2007 – 1/21/2025Charlotte, NC
MML Distributors, LLC
1/15/1998 – 3/5/2007Enfield, CT
MML Investors Services, Inc.
3/1/1996 – 4/16/1997Springfield, MA
G. R. Phelps & Co., Inc.
8/15/1995 – 3/1/1996

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. AXA Distributors LLC
    Mar 2007 – Jun 2020New York, NY
  2. Equitable Distributors, LLC
    Mar 2007 – Dec 2024Charlotte, NC
  3. Hornor, Townsend & Kent, LLC
    Mar 2025 – no end date reportedWilmington, DE

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Hornor, Townsend & KENT, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

A complete range of solutions and services tailored to financial professionals' businesses, including broker-dealer and registered investment adviser services, wealth management solutions, technology, and fee-based financial planning programs.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Broker-dealerRegistered Investment AdviserWealth ManagementIndependent Financial ProfessionalsFee-based Financial Planning

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
466
Offices listed on AdvisorFinder:
26
Main office:
Conshohocken, PA
SEC file number:
801-56151

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 17, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce Alan Guillemette has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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