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Bruce Crisman Arnold

Investment Adviser Representative at KPP ADVISORY SERVICES LLC

Hendersonville, TNCRD #715254Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
45 yrs
States Registered
18 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
AlabamaCaliforniaFloridaGeorgiaIllinoisIndianaKansasKentuckyLouisianaMichiganNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/16/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 2/20/1981
Series 6TO
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/31/1997
Series 1
Registered Representative Examination
Passed 9/16/1980

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

KPP ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
11/1/2019 – HENDERSONVILLE, TN
MONY SECURITIES CORP.
9/23/1980 – 7/7/1992NEW YORK, NY
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
9/23/1980 – 10/15/1990NEW YORK, NY
MUTUAL SERVICE CORPORATION
3/1/1993 – 11/26/1996BOSTON, MA
WALNUT STREET SECURITIES, INC.
10/4/2001 – 10/24/2003EL SEGUNDO, CA
FSC SECURITIES CORPORATION
10/20/2003 – 11/5/2019HENDERSONVILLE, TN
LINCOLN FINANCIAL ADVISORS CORPORATION
10/16/1997 – 10/3/2001FORT WAYNE, IN
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
10/16/1997 – 10/3/2001FORT WAYNE, IN
CBL EQUITIES, INC.
1/13/1997 – 6/10/1997NASHVILLE, TN

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce Crisman Arnold has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.