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David Campbell Bugg

Investment Adviser Representative at KPP ADVISORY SERVICES LLC

Louisville, KYCRD #2427658Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
11 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
AlaskaColoradoFloridaIllinoisIndianaKentuckyLouisianaNevadaNew YorkOhioOklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/25/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 1/20/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/22/1993
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/24/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/25/2001
Series 4
Registered Options Principal Examination
Passed 3/6/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

KPP Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KPP ADVISORY SERVICES LLCCurrent
10/5/2017Louisville, KY
LPL FINANCIAL LLCCurrent
6/10/2015Louisville, KY
LPL FINANCIAL LLC
6/10/20152/27/2018Louisville, KY
J.J.B. HILLIARD, W.L. LYONS, LLC
3/17/20096/12/2015Louisville, KY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
9/22/20063/18/2009Louisville, KY
QUICK & REILLY, INC.
12/4/20023/11/2003Louisville, KY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Campbell Bugg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Campbell Bugg - Financial Advisor in Louisville, KY | AdvisorFinder