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Bruce Edwin Carlson

Investment Adviser Representative at NAVPOINT FINANCIAL, INC.

Prior Lake, MNCRD #1233580Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Minnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/10/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 2/2/1984
SIE
Securities Industry Essentials Examination
Passed 6/30/2016
Series 7
General Securities Representative Examination
Passed 1/21/1984
Series 28
Introducing Broker/Dealer Financial Operations Principal Examination
Passed 8/19/1992
Series 4
Registered Options Principal Examination
Passed 12/29/1987
Series 24
General Securities Principal Examination
Passed 10/13/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $3,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Navpoint Financial, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NAVPOINT FINANCIAL, INC.Current
1/15/2014 – Prior Lake, MN
NAVPOINT FINANCIAL, INC.
9/29/1998 – 12/31/2007Minneapolis, MN

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NAVPOINT FINANCIAL, INC.

2 other advisors in the directory

Krista Marie Ketelsen
Investment Adviser Representative
Dual-registered
David Gary Martell
Investment Adviser Representative
Dual-registered
View NAVPOINT FINANCIAL, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce Edwin Carlson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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