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BJ

Bruce J Brotine

Investment Adviser Representative at Alliancebernstein L.P.

Chicago, ILCRD #5846710Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bruce J. Brotine is an investment adviser representative in Chicago, IL, currently registered with Sanford C. Bernstein & Co., LLC and Alliancebernstein L.P. They have worked in the securities industry since 2022 and were previously registered with Tradestation Securities, Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois.

Office

227 West Monroe Street Suite 5900
Chicago, IL 60606

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois
Broker:
1 state or territory

Illinois

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/16/2025
Series 65
Uniform Investment Adviser Law Examination
Passed 5/8/2025
Series 7
General Securities Representative Examination
Passed 4/17/2025
SIE
Securities Industry Essentials Examination
Passed 2/21/2025
Series 34
Retail Off-Exchange FOREX Examination
Passed 7/18/2011
Series 3
National Commodity Futures Examination
Passed 7/8/2011
Series 7
General Securities Representative Examination
Passed 6/9/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Alliancebernstein L.P.Current
5/8/2025 – Chicago, IL
Sanford C. Bernstein & Co., LLCCurrent
4/17/2025 – Northbrook, IL
Tradestation Securities, Inc.
6/10/2011 – 7/7/2014Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Tradestation Securities, Inc.
    Apr 2011 – no end date reportedChicago, IL
  2. AllianceBernstein
    Mar 2025 – no end date reportedChicago, IL
  3. SoFi
    Sep 2017 – Apr 2021San Francisco, CA
  4. Avibra
    Aug 2021 – no end date reportedIselin, NJ

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Alliancebernstein L.P.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
  • Performance-based fees
  • Subscription fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersPeriodicals and Newsletters

Client types the firm serves

High Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
523
Offices listed on AdvisorFinder:
27
Main office:
Nashville, TN
SEC file number:
801-56720

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 7, 2026

View full firm profile

Other advisors at Alliancebernstein L.P.

Showing 12 of 523 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce J Brotine has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Bruce J Brotine (Alliancebernstein) - Fees & Credentials