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Bryan Charles Duffy

Investment Adviser Representative at THE AMERIFLEX GROUP

New York, NYCRD #1449366Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bryan Charles Duffy has worked in the securities industry since 2006. They have passed the Series 66, 65, 63, and 7 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/22/2022
Series 65
Uniform Investment Adviser Law Examination
Passed 7/17/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 2/12/2001
Series 7
General Securities Representative Examination
Passed 12/21/2021
SIE
Securities Industry Essentials Examination
Passed 10/21/2020
Series 7
General Securities Representative Examination
Passed 1/3/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Ameriflex Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE AMERIFLEX GROUPCurrent
3/2/2026New York, NY
KESTRA ADVISORY SERVICES, LLC
2/1/20233/2/2026New York, NY
CETERA INVESTMENT ADVISERS LLC
1/25/20222/24/2023New York, NY
TOTAL FINANCIAL ADVISORS, LLC
10/5/201510/9/2017Bethpage, NY
CURIAN CAPITAL, LLC
7/17/20149/15/2015Denver, CO

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bryan Charles Duffy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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