Stephen Roland Brubaker
Investment Adviser Representative at THE Ameriflex Group
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Roland Brubaker is an investment adviser representative with The Ameriflex Group in Greenwood Village, CO, where they have been registered since 2024. They have worked in the securities industry since 2007 and have been registered with 3 firms, including Kestra Advisory Services, LLC and NFP Advisor Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Colorado, Minnesota, Nebraska, and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Colorado, Minnesota, Nebraska, Texas
- Broker:
31 states and territories
Alaska, Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Louisiana, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Puerto Rico, South Dakota, Texas, Utah, Washington, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- EXIT & Retirement StrategiesJul 2007 – no end date reportedCentennial, CO
- Kestra Investment Services, LLC.Aug 2007 – Jan 2024Centennial, CO
- Kestra Advisory Services, LLC.Apr 2016 – Jan 2024Centennial, CO
- OsaicJan 2024 – Jun 2025Centennial, CO
- The Ameriflex GroupJan 2024 – no end date reportedLas Vegas, NV
- Cambridge Investment Research, Inc.Jun 2025 – no end date reportedFairfield, IA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Ameriflex Group
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Transitional wealth planning
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 193
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Las Vegas, NV
- SEC file number:
- 801-117784
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 11, 2026
View full firm profileOther advisors at THE Ameriflex Group
Showing 12 of 193 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Roland Brubaker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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