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Bryan Daniel Herren

Investment Adviser Representative at OSAIC WEALTH, INC.

Knoxville, TNCRD #6035564Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
15 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
AlabamaAlaskaArkansasCaliforniaColoradoGeorgiaIowaMassachusettsNevadaNew MexicoOhioRhode IslandSouth DakotaTennesseeUtah
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/3/2015
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 5/26/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 11/2/2015
Series 7
General Securities Representative Examination
Passed 1/27/2015
Series 53
Municipal Securities Principal Examination
Passed 8/27/2020
Series 4
Registered Options Principal Examination
Passed 8/26/2019
Series 24
General Securities Principal Examination
Passed 2/16/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
11/17/2020Knoxville, TN
OSAIC WEALTH, INC.Current
11/17/2020Knoxville, TN
SECURITIES AMERICA ADVISORS, INC.
9/18/20206/14/2024Knoxville, TN
WOODBURY FINANCIAL SERVICES, INC.
11/17/20201/19/2024Knoxville, TN
FSC SECURITIES CORPORATION
11/17/202011/3/2023Knoxville, TN
SAGEPOINT FINANCIAL, INC.
11/17/20209/1/2023Knoxville, TN
SSN ADVISORY, INC.
6/4/20159/18/2020Knoxville, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bryan Daniel Herren has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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