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Bryan David Pitney

Investment Adviser Representative at PROFESSIONAL PLANNING GROUP

Westerly, RICRD #5143896Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
23 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlaskaConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaKentuckyMassachusettsMississippiMontanaNew HampshireNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVermontVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/30/2006
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/26/2006
Series 53
Municipal Securities Principal Examination
Passed 3/11/2009
Series 24
General Securities Principal Examination
Passed 12/19/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0001.00%
Next $4,500,0000.75%
Next $10,000,0000.50%
Next $10,000,0000.40%
Amounts over $25,000,0000.30%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Professional Planning Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PROFESSIONAL PLANNING GROUPCurrent
4/4/2025Westerly, RI
CHARLES SCHWAB & CO., INC.
1/26/20223/5/2025Providence, RI
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
10/15/20139/7/2023Providence, RI
TD AMERITRADE, INC.
10/15/201310/14/2022Providence, RI
ING FINANCIAL PARTNERS, INC
12/16/20109/19/2013Windsor, CT
ING FINANCIAL ADVISERS, LLC
7/9/200812/31/2010Windsor, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PROFESSIONAL PLANNING GROUP

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View PROFESSIONAL PLANNING GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bryan David Pitney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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