PROFESSIONAL PLANNING GROUP
SEC RegisteredProfessional. Personal. All About You.
About the firm
Professional Planning Group (PPG) is an independent wealth management firm established in 1975 in Westerly, Rhode Island. The firm offers a full spectrum of financial services with a client-first philosophy, believing in forming personal relationships where the needs and interests of clients come first. Securities are offered through Raymond James Financial Services, Inc., while investment advisory services are offered through Professional Planning Group.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, retirement planning, estate planning, college planning, charitable giving, business planning, risk management, and tax planning.
Who they serve
Multigenerational families, corporate executives, educators, corporate employees, professionals, business owners, and foundations & endowments.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 903 | $354M |
| High Net Worth Individuals | 378 | $948M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 11 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.00% |
| Next $4,500,000 | 0.75% |
| Next $10,000,000 | 0.50% |
| Next $10,000,000 | 0.40% |
| Amounts over $25,000,000 | 0.30% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PROFESSIONAL PLANNING GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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