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Bryan Duty

Investment Adviser Representative at LPL Enterprise, LLC

Pataskala, OHCRD #6111644Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bryan Duty is an investment adviser representative with LPL Enterprise, LLC in Pataskala, OH, where they have been registered since 2024. They have worked in the securities industry since 2015 and were previously registered with J.p. Morgan Securities LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio, South Carolina, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio, South Carolina, Texas
Broker:
53 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/23/2016
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/15/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/3/2012
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/19/2021
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/29/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Enterprise, LLCCurrent
10/4/2024 – Pataskala, OH
LPL Enterprise, LLCCurrent
10/4/2024 – Pataskala, OH
J.p. Morgan Securities LLC
8/21/2020 – 9/24/2024Columbus, OH
J.p. Morgan Securities LLC
1/3/2017 – 3/26/2020Columbus, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley
    Sep 2014 – Dec 2016Columbus, OH
  2. J.P. Morgan Securities LLC
    Dec 2016 – Mar 2020Westerville, OH
  3. Beans ON A Mission, LLC.
    Oct 2015 – Jan 2019Pataskala, OH
  4. Rushcreek Presbyterian Church
    Aug 2019 – Sep 2024Rushville, OH
  5. Woodside Presbyterian Church
    Jul 2019 – Jan 2020Newark, OH
  6. JPMorgan Chase Bank, N.A.
    Jun 2020 – Sep 2024Westerville, OH
  7. Rushcreek Presbyterian Church
    Dec 2018 – Mar 2019Rushville, OH
  8. Oak Meadow Homes
    Jan 2023 – no end date reportedPataskala, OH
  9. Room with a View 4U
    Dec 2023 – no end date reportedPataskala, OH
  10. LPL Enterprise, LLC
    Sep 2024 – no end date reportedFort Mill, SC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Enterprise, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,088
Offices listed on AdvisorFinder:
5
Main office:
Fort Mill, SC
SEC file number:
801-130883

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 15, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bryan Duty has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Bryan Duty (LPL Enterprise) - Fees, Credentials & Background