Bryan Scott Brooks
Investment Adviser Representative at Advice AND Planning Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Bryan Scott Brooks is an investment adviser representative with Advice and Planning Services in Clarendon Hills, IL, where they have been registered since 2024. They have worked in the securities industry since 2009 and have been registered with 6 firms, including Charles Schwab & Co., Inc. and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Alabama, Illinois, Texas, and Vermont.
Registrations & licenses
- Investment adviser:
- Alabama, Illinois, Texas, Vermont
- Broker:
1 state or territory
Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TIAANov 2015 – Sep 2019Chicago, IL
- Teachers Personal Investors Services, Inc.Nov 2015 – Dec 2016Chicago, IL
- Nuveen Securities, LLCJan 2017 – Sep 2019Chicago, IL
- Fidelity Brokerage Services, LLCAug 2020 – Sep 2021Oak Brook, IL
- UnemployedOct 2019 – Jul 2020Clarendon Hills, IL
- Charles Schwab & Co., Inc.Sep 2021 – Jan 2024Oak Brook, IL
- Charles Schwab Bank, SSBSep 2021 – Jan 2024Oak Brook, IL
- TIAAJan 2024 – no end date reportedChicago, IL
- Tiaa-cref Individual & Institutional Services, LLCJan 2024 – no end date reportedChicago, IL
- Fidelity Personal AND Workplace AdvisorsOct 2020 – Sep 2021Oakbrook, IL
- Nuveen Asset Management LLCJan 2017 – Sep 2019Chicago, IL
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advice AND Planning Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
- Firm account minimum
- $5,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,648
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-63550
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 6, 2026
View full firm profileOther advisors at Advice AND Planning Services
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bryan Scott Brooks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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